Texas-based video game retailer GameStop has closed nearly half a dozen of its stores in Connecticut in recent weeks. The retailer has already closed its store in Naugatuck as well as its Newtown Road ...

The Ohio Department of Commerce Division of Securities and Division of Financial Institutions (DFI) recently announced two separate settlements regarding multi-state investigations that impacted ...

The avalanche of cases announced Friday included charges against a no-longer registered advisor and firm accused of ...

Several thousand investors in Connecticut will be eligible for a share of a $106 million settlement reached with ...

The U.S. Securities and Exchange Commission's new leadership said on Tuesday it had created a task force to develop a ...

Matt Levine is a Bloomberg Opinion columnist. A former investment banker at Goldman Sachs, he was a mergers and acquisitions ...

Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.

Juniper Re, LLC, the specialist reinsurance broking arm of The Baldwin Group, is excited to announce its entry into the London market and the appointment of Nick Hawke as Head of Office. With over ...

Affirm Holdings has a bright future, but its quarterly report could prove disappointing, Susquehanna Financial Group argued. Analysts James Friedman and Madeleine Zhou downgraded shares of the “buy ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

The $5 trillion hedge fund industry is asking for changes to happen on 'Day One' of Uyeda's watch. These roll-backs would add ...