CoinDesk2d
It's Official: Gary Gensler Is Out at the SEC, and Crypto-Friendly Mark Uyeda Is In
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
The Daily Hodl4d
$63,100,000 Penalty Hits 12 Financial Giants, Including Charles Schwab and Santander, As SEC Issues Major Enforcement Action
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
JD Supra47m
SEC Announces Settlement With Investment Advisory Firm For Allegedly Breaching Fiduciary Duties And Violating Whistleblower Protection Rule
On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...
Wells Fargo and Bank of America Agree to Pay Combined $60 Million to Settle SEC Probe
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
Securities and Exchange Commission sues Elon Musk, saying he didn't disclose Twitter ownership on time before buying it
The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...
JD Supra1h
SEC approves FINRA rule 6500 series requiring securities lending reporting
On January 2, 2025, the Securities and Exchange Commission (the SEC) published an order approving a proposed rule change filed by the ...
Hosted on MSN4d
Businessman Elon Musk sued by the Securities and Exchange Commission by his purchase of Twitter
Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, ...
Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...
Securities Law and Practice Need Reorienting Around Materiality
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
Hindenburg Research says not under investigation by US Securities and Exchange Commission
Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...
Customers Bancorp, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm
NYSE:CUBI) Customers Bancorp, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm ...
Pacira BioSciences, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm
NDAQ:PCRX) Pacira BioSciences, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm ...