Texas-based video game retailer GameStop has closed nearly half a dozen of its stores in Connecticut in recent weeks. The retailer has already closed its store in Naugatuck as well as its Newtown Road ...

The Ohio Department of Commerce Division of Securities and Division of Financial Institutions (DFI) recently announced two separate settlements regarding multi-state investigations that impacted ...

The avalanche of cases announced Friday included charges against a no-longer registered advisor and firm accused of ...

Several thousand investors in Connecticut will be eligible for a share of a $106 million settlement reached with ...

Matt Levine is a Bloomberg Opinion columnist. A former investment banker at Goldman Sachs, he was a mergers and acquisitions ...

Tuesday's move by Republican Commissioner Mark Uyeda, whom Trump named acting SEC chair on Monday, and fellow Republican ...

Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

The SEC charged the asset manager with misleading clients over changes to its retirement funds, leading to higher tax bills ...

Merit Financial Group LLC acquired a new stake in Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with ...

American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle ...

The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...