Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The financial industry is experiencing a transformative moment as it navigates the intersection between traditional financial ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

Wedmont Private Capital acquired a new stake in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) in the 4th ...

New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The settlement also resolves claims by 43 state regulators Jan 17 (Reuters ...

Merit Financial Group LLC acquired a new stake in Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...