More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange Commission and other state regulators in a $106 million settlement with Vanguard Marketing Corp.

Merit Financial Group LLC acquired a new stake in Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission (SEC).

The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.

Merit Financial Group LLC increased its stake in shares of Vanguard Real Estate ETF (NYSEARCA:VNQ – Free Report) by 12.5% in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission.

American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle charges related to misleading statements.

Hennion & Walsh Asset Management Inc. boosted its position in shares of Vanguard Health Care ETF (NYSEARCA:VHT – Free Report) by 17.4% in the 4th quarter, according to its most recent filing with the Securities & Exchange Commission.

The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and