"Does reciprocal ‘favor trading’’ help liquidity or enable rent extraction?" asked Casey Dougal, associate professor in the Department of Finance at Florida State University’s College of Business. An ...

On January 13, a broker-dealer agreed to pay over $40 million to settle SEC charges that it failed to properly supervise its employees in the sale of mortgage-backed bonds. According to the SEC order, ...

US corporate bond inventory at US broker dealers is now at nine-year lows as the Volcker Rule and Basle III requirements loom. Inventories of US corporate bonds with more than one year to maturity are ...

Michael Decker, senior vice president for research and public policy at the Bond Dealers of America. The year 2025 has been "a good year" for municipal securities regulation – a representative of one ...

(Bloomberg) -- Bond dealers have been bruised but not broken amid the Treasury market’s post-crisis transformation, Tabb Group found. Even as proprietary trading firms have assumed a dominant role in ...

A small coterie of Wall Street dealers say it’s time for the US Treasury to resume increasing the size of its 30-year inflation-protected bond auctions. While regular note and bond auction sizes have ...

WisDOT revoked licenses of 35 auto dealers for selling directly to customers and other violations. Investigations and hearings were conducted, with most revocations finalized by early April. Dealers ...